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News & Articles
Financial Product and Money Manager Due Diligence (January 2009)
Snyder Kearney Submits Comments to the SEC on the National Association of Realtors Request for Exemption from Broker-Dealer Registration (December 2007)
TICs as Real Estate or Securities: Insignificant Sponsors? (November 2007)
Due Diligence of 1031 Offerings (April 2007)
Consider NASD NTM 05-48: Who Should Perform a Broker-Dealer’s TIC Due Diligence?
Nature of the Due Diligence Obligation
1031 Tax Primer
Related Links
Corporate Governance and Compliance

We can assist companies and their boards of directors, officers and in-house counsel with meeting their fiduciary responsibilities and all of their companies’ other responsibilities under the range of federal and state laws and regulations relating to corporate governance.  

This includes advice relating to:

 

  • Fiduciary duties under state law;
  • Disclosure obligations under federal securities laws;
  • Compliance with the requirements of the Sarbanes-Oxley Act of 2002; and
  • NASDAQ and exchange requirements applicable to public companies.
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